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Carlton Higbie is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
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Regulatory History (1)
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Customer Dispute
April 2020Denied
Employment History
Current Registrations
Morgan Stanley
June 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
March 2005 - June 2013 · 8 yrs 3 mos
Mhf Advisors LLC
January 2003 - October 2003 · 9 mos
Utilities & Power Research LLC
September 2002 - October 2003 · 1 yr 1 mo
TD Securities (USA) INC.Broker
November 1996 - October 2001 · 4 yrs 11 mos
Lancaster Financial CorporationBroker
August 1993 - May 1995 · 1 yr 9 mos
Cibc Wood Gundy Securities CORP.Broker
March 1990 - September 1990 · 6 mos
Salomon Brothers INC.Broker
April 1983 - August 1989 · 6 yrs 4 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.