Joseph O'connor
Joseph O'connor is a registered investment advisor at Pinnacle Investments, LLC, based in Syracuse, NY, with 42 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,961 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pinnacle Investments charges an annual advisory fee of 3.00% for AdvisorPro accounts. This fee may be negotiable based on the investment advisor representative, account size, investment complexity, use of PCM as a sub-advisor, and the level of service required. There is a minimum annual program fee of $100.00. Accounts managed by PCM generally have a minimum opening balance of $100,000.
Location
Syracuse, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2014Other Business Activities
Joseph works part-time as a cashier and stocks shelves at Sky Top Liquors, a liquor and wine store. This takes about 10-20% of his time and is not investment-related.
Employment History
Current Registrations
Pinnacle Investments, LLC
Pinnacle Investments, LLC
Pinnacle Investments, LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
PNC Investments
PNC InvestmentsBroker
Leigh Baldwin & CO., LLCBroker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Advest, INC.Broker
First Albany CorporationBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
Flagship Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.