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George Khalsa

LPL Financial LLC
40 Years of Experience
Sterling, VA
1 DisclosureBroker
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George Khalsa is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Sterling, VA, with 40 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Sterling, VA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1970
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George operates "George Khalsa & Associates" as a DBA for his LPL business, which is investment-related. This activity takes more than full-time hours.

Employment History
Current Registrations
LPL Financial LLC
June 2023 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
July 2017 - June 2023 · 5 yrs 11 mos
Ameriprise Financial Services, LLCBroker
July 2017 - June 2023 · 5 yrs 11 mos
Ic Advisory Services, INC.
January 2008 - July 2017 · 9 yrs 6 mos
The Investment Center, INC.Broker
January 2008 - July 2017 · 9 yrs 6 mos
MML Investors Services, INC.
March 1997 - January 2008 · 10 yrs 10 mos
MML Investors Services, INC.Broker
November 1990 - January 2008 · 17 yrs 2 mos
The Prudential Insurance Company of AmericaBroker
January 1990 - September 1990 · 8 mos
Pruco Securities CorporationBroker
January 1990 - September 1990 · 8 mos
B C Financial CorporationBroker
June 1989 - August 1989 · 2 mos
J. W. Gant & Associates, INC.Broker
April 1989 - June 1989 · 2 mos
Investors Group, LTD.Broker
March 1989 - April 1989 · 1 mo
Investors Center, INC.Broker
August 1988 - March 1989 · 7 mos
Blinder, Robinson & CO., INC.Broker
May 1988 - August 1988 · 3 mos
Moseley Securities CorporationBroker
June 1987 - March 1988 · 9 mos
Blinder, Robinson & Co.,inc.Broker
August 1986 - May 1987 · 9 mos
Blinder, Robinson & Co.,inc.Broker
July 1985 - December 1985 · 5 mos
First Investors CorporationBroker
February 1983 - July 1983 · 5 mos
State Registrations18 states
CACODCDEFLGAMAMDMNNCNMNYPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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