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CFP

Daphne Wright

LPL Financial LLC
32 Years of Experience
Sterling, VA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Daphne Wright is a CFP-designated registered investment advisor at LPL Financial LLC, based in Sterling, VA, with 32 years of industry experience. Daphne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Sterling, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daphne works as a CPA/bookkeeper/tax preparer and sells fixed life, disability, and long-term care insurance products, dedicating minimal time to the insurance sales. She also presents seminars and blogs for a non-profit literacy organization and teaches biblically-based financial management, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
LPL Financial LLC
August 2004 - Present · 22 yrs 2 mos
LPL Financial LLCBroker
September 2002 - Present · 24 yrs 1 mo
Previous Registrations
Independent Financial Partners
March 2017 - February 2019 · 1 yr 11 mos
Aetna Investment Services, LLCBroker
October 1993 - March 2002 · 8 yrs 5 mos
Aetna Life Insurance and Annuity CompanyBroker
April 1993 - October 1993 · 6 mos
State Registrations12 states
CADCGAINMDNCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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