TB
TB

Thomas Birk

37 Years of Experience
Springfield, OR
Broker

Thomas Birk is a registered investment advisor at Wells Fargo Advisors, based in Springfield, OR, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

400 International Way, Suite 110 1st Fl, Springfield, OR, 97477

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2025 - Present · 1 yr
Wells Fargo Advisors
May 2025 - Present · 1 yr
Previous Registrations
Wells Fargo Advisors
February 2016 - May 2025 · 9 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2016 - May 2025 · 9 yrs 3 mos
Credit Suisse Securities (USA) LLCBroker
April 2011 - March 2016 · 4 yrs 11 mos
Credit Suisse Securities (USA) LLC
April 2011 - March 2016 · 4 yrs 11 mos
Mbsc Securities Corporation
May 2008 - November 2010 · 2 yrs 6 mos
Mbsc Securities CorporationBroker
June 2006 - November 2010 · 4 yrs 5 mos
Multitrade Securities LLCBroker
May 2005 - October 2005 · 5 mos
Lehman Brothers INC.Broker
January 2001 - February 2004 · 3 yrs 1 mo
Goldman, Sachs & CO.Broker
May 1997 - January 2001 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1993 - March 1997 · 3 yrs 7 mos
Mackenzie Investment Management INC.Broker
March 1990 - January 1991 · 10 mos
Amev Investors, INC.Broker
June 1989 - December 1989 · 6 mos
Delaware Distributors,inc.Broker
July 1985 - October 1988 · 3 yrs 3 mos
Lord, Abbett & CO.Broker
March 1983 - July 1985 · 2 yrs 4 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Birk - Financial Advisor | TrueAdvisor