Assets Under Management
$7.1B
Number of Clients
3,823
Number of Advisors
63
Average Client AUM
$1.9M
AUM per Advisor
$113.3M
Compensation
Fee-Only (AUM)
BNY Mellon Securities Corporation (BNYSC) offers a wrap fee investment program (MAP) to individuals, trusts, estates, and other entities. The program includes a Mutual Fund Series, a Customized Investment Series (equity and fixed income strategies), and a Municipal Bond Series. BNYSC may act as a Portfolio Manager and use affiliated subadvisers. The program provides monitoring, rebalancing, and performance reporting.
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.15% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.90% |
This schedule applies to the Mutual Fund Series, Mutual Fund Series – Retirement Accounts, Mutual Fund Series – Index Portfolio and Mutual Fund Series portion of the Combined Series. The standard Advisory Fee for the Personal Bond Strategy is a fixed, non-tiered rate of 0.70%.
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