Robert Hoffman is a registered investment advisor at Morgan Stanley, based in Santa Fe, NM, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
150 Washington Avenue, Suite 301, Santa Fe, NM, 87501
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Morgan StanleyBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
January 2005 - January 2022 · 17 yrs
UBS Financial Services INC.Broker
December 2004 - January 2022 · 17 yrs 1 mo
M. R. Beal & CompanyBroker
October 2003 - June 2004 · 8 mos
Morgan Stanley & CO., IncorporatedBroker
September 1991 - October 2002 · 11 yrs 1 mo
Chase Securities, INC.Broker
January 1990 - June 1991 · 1 yr 5 mos
Chemical Securities, INC.Broker
September 1988 - January 1990 · 1 yr 4 mos
Chase Manhattan Capital Markets CorporationBroker
March 1983 - September 1988 · 5 yrs 6 mos
State Registrations46 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.