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Edward Fredericks

J. W. Cole Advisors, INC.
43 Years of Experience
Glastonbury, CT
6 DisclosuresBrokerSells Insurance
View SEC Summary
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Edward Fredericks is a registered investment advisor at J. W. Cole Advisors, INC., based in Glastonbury, CT, with 43 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

180 Glastonbury Boulevard, #104A, Glastonbury, CT, 06033

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2014
Settled
Customer Dispute
January 2013
Denied
Customer Dispute
August 2003
Denied
Customer Dispute
January 2002
Settled
Customer Dispute
October 2000
Settled
Customer Dispute
May 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edward is an insurance agent and landlord for multiple rental properties. He also serves as principal of Edward L Fredericks Associates LLC, a holding company, dedicating minimal time to it.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
February 2017 - Present · 9 yrs 8 mos
J.W. Cole Financial, INC.Broker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - January 2017 · 8 yrs 8 mos
First Allied Advisory Services, INC.
January 2007 - March 2017 · 10 yrs 2 mos
Ffp Advisory Services INC
August 1995 - January 2007 · 11 yrs 5 mos
Ffp Securities, INC.Broker
April 1995 - May 2008 · 13 yrs 1 mo
Pruco Securities CorporationBroker
February 1983 - February 1995 · 12 yrs
State Registrations16 states
COCTFLHIKYMAMIMONCNHNJNVNYSCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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