Edward Fredericks
Edward Fredericks is a registered investment advisor at J. W. Cole Advisors, INC., based in Glastonbury, CT, with 42 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
180 Glastonbury Boulevard, #104A, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (6)
Customer Dispute
September 2014Customer Dispute
January 2013Customer Dispute
August 2003Customer Dispute
January 2002Customer Dispute
October 2000Customer Dispute
May 2000Other Business ActivitiesSells Insurance
Edward is an insurance agent and landlord for multiple rental properties. He also serves as principal of Edward L Fredericks Associates LLC, a holding company, dedicating minimal time to it.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.