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Gary Farley

42 Years of Experience
Bangor, ME
1 DisclosureBrokerSells Insurance

Gary Farley is a registered investment advisor at MML Investors Services, LLC, based in Bangor, ME, with 42 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

21 Main Street, Suite 204, Bangor, ME, 04401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Denied
Other Business ActivitiesSells Insurance

Gary sells individual life insurance, group health insurance, and fixed annuities, dedicating a few hours per week to this activity. He also serves as a selectman for the town of Swans' Island, Maine, spending a few hours per week on town government duties.

Employment History
Current Registrations
MML Investors Services, LLC
November 2012 - Present · 13 yrs 11 mos
MML Investors Services, LLC
March 2011 - Present · 15 yrs 7 mos
MML Investors Services, LLCBroker
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
Ing Financial Partners, INC.Broker
November 2005 - February 2011 · 5 yrs 3 mos
Prudential Financial Planning Services
May 2003 - November 2005 · 2 yrs 6 mos
Pruco Securities, LLC.Broker
August 1984 - November 2005 · 21 yrs 3 mos
State Registrations2 states
FLME
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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