MA
MA

Mark Alvut

43 Years of Experience
Buffalo, NY
1 DisclosureBroker

Mark Alvut is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Buffalo, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

50 Fountain Plz, Buffalo, NY, 14202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2006 - Present · 19 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2006 - Present · 20 yrs
Previous Registrations
Morgan Stanley Dw INC.Broker
February 1988 - June 2006 · 18 yrs 4 mos
Shearson Lehman Hutton INC.Broker
February 1988 - May 1988 · 3 mos
E. F. Hutton & Company INCBroker
March 1983 - February 1988 · 4 yrs 11 mos
State Registrations36 states
ARAZCACOCTDCDEFLGAIDILINKYMAMDMEMIMNMTNCNHNJNMNYOHORPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Alvut - Financial Advisor | TrueAdvisor