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Roger Wible

45 Years of Experience
Buffalo, NY
1 DisclosureBroker

Roger Wible is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Buffalo, NY, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

50 Fountain Plz, Buffalo, NY, 14202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Denied
Other Business Activities

Roger is part of a family-held LLC called 2020 Zoar LLC, which owns a building intended to be converted into a cricket farm and bakery. He spends minimal time on this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1986 - Present · 40 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1980 - Present · 45 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1980 - Present · 45 yrs 11 mos
State Registrations41 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Roger Wible - Financial Advisor | TrueAdvisor