Daniel Martin
Daniel Martin is a registered investment advisor at LPL Financial LLC, based in Naples, FL, with 40 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Naples, FL
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2010Customer Dispute
July 2008Customer Dispute
November 2004Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Daniel operates Horizon Financial Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also sells fixed annuities from various companies, spending nearly full-time hours on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Monarch Securities, INC.Broker
Travelers Equities Sales, INC.Broker
Pruco Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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