Daniel Martin
Daniel Martin is a registered investment advisor at LPL Financial LLC, based in Naples, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Naples, FL
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2010Customer Dispute
July 2008Customer Dispute
November 2004Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Daniel operates Horizon Financial Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also sells fixed annuities from various companies, spending nearly full-time hours on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Securities CorporationBroker
Lincoln Financial Securities Corporation
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Monarch Securities, INC.Broker
Travelers Equities Sales, INC.Broker
Pruco Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.