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John Reddington

43 Years of Experience
Indianapolis, IN
1 DisclosureBroker

John Reddington is a registered investment advisor at UBS Financial Services INC., based in Indianapolis, IN, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

8801 River Crossing Blvd, 4th FLOOR, Indianapolis, IN, 46240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003
Closed-No Action
Other Business Activities

John is involved in farming activities, growing corn and soybean crops on farmland since 2019. He receives compensation for this activity.

Employment History
Current Registrations
UBS Financial Services INC.
January 2009 - Present · 17 yrs 4 mos
UBS Financial Services INC.
January 2009 - Present · 17 yrs 4 mos
UBS Financial Services INC.Broker
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1998 - January 2009 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1989 - January 2009 · 19 yrs 4 mos
Dean Witter Reynolds INC.Broker
March 1983 - October 1989 · 6 yrs 7 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.