TrueAdvisor
TrueAdvisor
CS
CS

Craig Skelly

Stifel, Nicolaus & Company, Incorporated
42 Years of Experience
Irvine, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Craig Skelly is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Irvine, CA, with 42 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

400 Spectrum Center Drive, Irvine, CA, 92618

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2023
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Craig plays guitar for the Curl Riders Surf Band since 2012. He is also the sole proprietor, playing guitar and managing the Breakaways Surf Band and the Curl Riders Surf Band, dedicating a few hours per week.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2013 - Present · 13 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Stanley
June 2009 - August 2013 · 4 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2013 · 4 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 1998 - April 2007 · 8 yrs 5 mos
Morgan Stanley Dw INC.Broker
February 1987 - April 2007 · 20 yrs 2 mos
Great Western Financial Securities CorporationBroker
June 1986 - August 1988 · 2 yrs 2 mos
Dean Witter Reynolds INC.Broker
March 1983 - January 1985 · 1 yr 10 mos
State Registrations30 states
ALARAZCACODCFLGAHIIDILINMAMIMONCNMNVNYOHOKORPASCSDTNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Irvine, CA →All financial advisors in California →