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William Linas

Stifel, Nicolaus & Company, Incorporated
22 Years of Experience
Irvine, CA
2 DisclosuresBroker
View SEC Summary
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William Linas is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Irvine, CA, with 22 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

400 Spectrum Center Drive, Irvine, CA, 92618

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Denied
Customer Dispute
September 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is a landlord managing a single-family rental property since 2012. This investment-related activity requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
February 2019 - Present · 7 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
February 2019 - Present · 7 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2004 - February 2019 · 14 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - February 2019 · 14 yrs 6 mos
State Registrations28 states
AZCACODCFLGAHIIDMAMDMEMIMOMTNCNHNMNVNYOHOKORPASCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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