MG
MG

Michel Girardi

43 Years of Experience
Hunt Valley, MD
7 DisclosuresBroker

Michel Girardi is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hunt Valley, MD, with 43 years of industry experience. Michel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

11350 Mccormick Rd, EXECUTIVE PLAZA I Ste 500, Hunt Valley, MD, 21031-1002

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2007
Denied
Customer Dispute
May 2002
Settled
Customer Dispute
February 2002
Denied
Customer Dispute
October 2000
Denied
Customer Dispute
May 1999
Denied
Customer Dispute
April 1995
Settled
Customer Dispute
April 1995
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2024 - Present · 2 yrs 3 mos
Ameriprise Financial Services, LLC
February 2024 - Present · 2 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Oppenheimer & CO. INC.
January 2020 - February 2024 · 4 yrs 1 mo
Oppenheimer & CO. INC.Broker
January 2020 - February 2024 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
October 1999 - January 2020 · 20 yrs 3 mos
Wells Fargo Clearing Services, LLC
June 1997 - January 2020 · 22 yrs 7 mos
First Union Capital Markets CORP.Broker
June 1995 - October 1999 · 4 yrs 4 mos
Painewebber IncorporatedBroker
January 1988 - May 1995 · 7 yrs 4 mos
Bellamah, Neuhauser & Barrett, INC.Broker
March 1983 - January 1988 · 4 yrs 10 mos
State Registrations38 states
AZCACOCTDCDEFLGAHIIDINKYLAMDMEMIMNMOMSMTNCNHNJNMNVNYOHPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.