Alicia Rivera
Alicia Rivera is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Shrewsbury, NJ, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1040 Broad Street, Suite 301, Shrewsbury, NJ, 07702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alicia co-owns multiple rental properties and Rivtech Portable Cinemas, LLC, a seasonal entertainment business. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan StanleyBroker
Salomon Brothers INC.Broker
Citigroup Global Markets INC.Broker
Lehman Government Securities INC.Broker
Lehman Special Securities INC.Broker
Lehman Brothers INC.Broker
Lehman Brothers Kuhn Loeb IncorporatedBroker
State Registrations26 states
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