James Diepenbrock
James Diepenbrock is a registered investment advisor at Wells Fargo Advisors, based in Incline Village, NV, with 43 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
925 Tahoe Blvd Ste 202, Incline Village, NV, 89451
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2005Other Business Activities
James owns Wingman Woodworks, creating custom furniture, dedicating about 10-20% of his time. He is also a board member for the Sacramento County Employees' Retirement System and a trustee for his children's trusts, dedicating minimal time to each.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Steve Russell, CFPWells Fargo Advisors
- Eric Bickenbach, CFPWells Fargo Advisors
- Mark ChapmanWells Fargo Advisors
- William Haynes, CFPHaynes Investment Advisors LLC
- Robert Green, CFAIndependent Advisor Alliance, LLC
- Deborah Pursey, CFP