Adam Topalian
Adam Topalian is a registered investment advisor at Stifel Capital Management, LLC, based in New York, NY, with 42 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 77 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stifel Capital Management (SCM) charges an annual fee for investment services based on a percentage of the value of your portfolio. These fees generally range from 0.05% to 0.30% annually. The fee is negotiable on a case-by-case basis. Fees are billed quarterly in advance based on the portfolio's value on the last market day of the previous quarter. If you end the agreement early, any prepaid fees will be refunded proportionally.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2023Other Business Activities
Adam is a co-owner of Avsot Inc., his wife's public relations consulting business, since 1995. He spends minimal time on bookkeeping, records, and taxes for the business.
Employment History
Current Registrations
Stifel Capital Management, LLC
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Barclays Capital INC.Broker
Barclays Capital INC.
Barclays Capital INC.
Barclays Capital INC.Broker
Lehman Brothers INC.
Lehman Brothers INC.Broker
Morgan Stanley Dw INC.Broker
Morgan Stanley Market Products INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Smith Barney Shearson INC.Broker
Samuel A. Ramirez & CO., INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.