David Weigel is a CFP-designated registered investment advisor at Weigelfam, based in New York, NY, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 80 clients with $64M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
80 clients
Average Client Portfolio
$804K average
Assets Under Management
$64.3M
Fee Structure
Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.45% |
| $500K - $750K | 1.35% |
| $750K - $1000K | 1.20% |
| $1.0M - $1.5M | 1.10% |
| $1.5M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.95% |
| $5.0M - $10.0M | 0.90% |
| $10.0M - $25.0M | 0.80% |
| $25M+ | 0.80% |
Fee structure can be negotiated and implemented on a case-by-case basis at the discretion of the advisor.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
New York, NY
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Regulatory History (6)
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Financial
November 2023Pending
Regulatory
September 2022Final
Customer Dispute
June 2017Denied
Customer Dispute
January 2001Denied
Customer Dispute
April 2000Settled
Criminal
February 1994Final Disposition
Employment History
Current Registrations
Weigelfam
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
RBC Capital Markets, LLC
December 2013 - August 2020 · 6 yrs 8 mos
RBC Capital Markets, LLCBroker
December 2013 - August 2020 · 6 yrs 8 mos
Morgan Stanley
July 2011 - December 2013 · 2 yrs 5 mos
Morgan StanleyBroker
June 2009 - December 2013 · 4 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
December 2003 - April 2007 · 3 yrs 4 mos
UBS Financial Services INC.Broker
February 2000 - December 2003 · 3 yrs 10 mos
Citicorp Investment ServicesBroker
July 1996 - March 2000 · 3 yrs 8 mos
D. H. Blair & CO., INC.Broker
July 1995 - March 1996 · 8 mos
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.