Glenn Guerin is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bridgewater, NJ, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Peapack Gladstone Bank, 619 East Main St, Bridgewater, NJ, 08807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Glenn operates his LPL business under the DBA of Peapack Private Bank and Trust. This activity is investment-related and takes up nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Uvest Financial Services And/or Compass Capital
Uvest Financial Services Group, INC.Broker
Financial Network Investment CorporationBroker
Commerce Capital Markets, INC.Broker
Financial Network Investment CorporationBroker
Fiserv Investor Services, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
First Hanover Securities, INC.Broker
Sun Investment Services CompanyBroker
Capital Analysts, IncorporatedBroker
Macgregor Financial Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.