Glenn Guerin is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bridgewater, NJ, with 36 years of industry experience. Glenn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Peapack Gladstone Bank, 619 East Main St, Bridgewater, NJ, 08807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Glenn operates his LPL business under the DBA of Peapack Private Bank and Trust. This activity is investment-related and takes up nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Uvest Financial Services And/or Compass Capital
Uvest Financial Services Group, INC.Broker
Financial Network Investment CorporationBroker
Commerce Capital Markets, INC.Broker
Financial Network Investment CorporationBroker
Fiserv Investor Services, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
First Hanover Securities, INC.Broker
Sun Investment Services CompanyBroker
Capital Analysts, IncorporatedBroker
Macgregor Financial Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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