RC
CFP
RC
CFP

Ruth Chady

42 Years of Experience
Swansea, IL
BrokerSells Insurance

Ruth Chady is a CFP-designated registered investment advisor at Financial & Business Consultants, based in Swansea, IL, with 42 years of industry experience.

Compensation
Commission-BasedFixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$15.5M
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Location

2 Park Place, Swansea, IL, 62226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ruth works as a financial and business consultant, dedicating minimal time to this role. She also works as an insurance sales agent for life and health insurance, dedicating about 10-20% of her time.

Employment History
Current Registrations
Financial & Business Consultants
June 1998 - Present · 27 yrs 11 mos
Arlington Securities, INC.Broker
September 1990 - Present · 35 yrs 8 mos
Previous Registrations
American Capital Equities, INC.Broker
January 1989 - September 1990 · 1 yr 8 mos
W. S. Griffith & CO., INC.Broker
January 1986 - January 1989 · 3 yrs
Sentra Securities CorporationBroker
August 1984 - January 1986 · 1 yr 5 mos
W. S. Griffith & CO., INC.Broker
July 1984 - January 1989 · 4 yrs 6 mos
Home Life Equity Sales CORP.Broker
April 1983 - August 1984 · 1 yr 4 mos
State Registrations3 states
ILINMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.