James Maher is a CFP-designated registered investment advisor, based in Swansea, IL, with 29 years of industry experience.
Location
13 Wolf Creek, Suite 2, Swansea, IL, 62226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including accounting and consulting firms, a law practice, and a soccer club board. He also dedicates full-time hours to Archford Capital Strategies, LLC, his RIA, and a few hours per week to fixed insurance product sales.
Employment History
Current Registrations
Valmark Securities, INC.Broker
Archford Capital Strategies, LLC
Previous Registrations
Private Client Services, LLCBroker
Purshe Kaplan Sterling InvestmentsBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward JonesBroker
State Registrations10 states
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