DZ
DZ

David Zoll

41 Years of Experience
Chicago, IL
Broker

David Zoll is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

Loading...

Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

David is co-founder/vice president/corporate secretary of Parentgiving, Inc., an internet-based elder care products and services company. He is also involved with DZ Development Group, LLC, a real estate/land holding company, and DZ Development - Villa Jaz I, LLC, a real estate investment company, dedicating minimal time to these activities.

Employment History
Current Registrations
Hightower Advisors, LLC
April 2019 - Present · 7 yrs 1 mo
Hightower Securities, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Fieldpoint Private Securities, LLCBroker
June 2012 - May 2019 · 6 yrs 11 mos
Fieldpoint Private Securities LLC
June 2012 - May 2019 · 6 yrs 11 mos
Barclays Capital INC.
April 2009 - July 2012 · 3 yrs 3 mos
Barclays Capital INC.Broker
March 2009 - July 2012 · 3 yrs 4 mos
UBS Financial Services INC.
May 2002 - April 2007 · 4 yrs 11 mos
UBS Financial Services INC.Broker
August 1989 - April 2007 · 17 yrs 8 mos
Shearson Lehman Hutton INC.Broker
February 1988 - August 1989 · 1 yr 6 mos
E. F. Hutton & Company INCBroker
March 1983 - February 1988 · 4 yrs 11 mos
State Registrations12 states
CACTDEFLMAMNNCNJNVNYSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.