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MS
CFP · ChFC
MS
CFP · ChFC

Michael Sigmon

LPL Financial LLC
43 Years of Experience
Norman, OK
Broker
View SEC Summary
View SEC Summary

Michael Sigmon is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Norman, OK, with 43 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

825 Wall Street, Norman, OK, 73069

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael operates Sigmon Wealth Management, Inc. as a DBA for his LPL business, dedicating full-time hours to it. He is also President of Sigmon Associates, Inc., a business entity for tax/investment purposes, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
January 1996 - Present · 30 yrs 9 mos
LPL Financial LLCBroker
December 1995 - Present · 30 yrs 10 mos
Previous Registrations
Sigmon Wealth Management, INC.
April 1998 - September 2010 · 12 yrs 5 mos
Capital West Securities, INC.Broker
June 1995 - December 1995 · 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 1984 - June 1995 · 11 yrs 2 mos
Adams, James, Abarr & Company, INC.Broker
March 1983 - March 1986 · 3 yrs
State Registrations20 states
ARAZCACOCTFLGAILINKSLAMAMINCNENHOKTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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