Vincent Hart
Vincent Hart is a registered investment advisor at LPL Financial LLC, based in Norman, OK, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2900 Adams Rd Ste 100, Norman, OK, 73069
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2008Customer Dispute
September 2004Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Vincent is the president of Arrow Properties LLC, a real estate rental company, and sole proprietor of Four Little Bears Properties. He also owns Hart and Associates and Investment Center Advisor Group, both DBAs for his LPL business, and spends full-time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.