TrueAdvisor
TrueAdvisor
MR
MR

Mitchell Reback

Oppenheimer & CO. INC.
31 Years of Experience
Red Bank, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Mitchell Reback is a registered investment advisor at Oppenheimer & CO. INC., based in Red Bank, NJ, with 31 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1155 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3 Harding Road, Red Bank, NJ, 07701

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2012 - Present · 14 yrs 6 mos
Oppenheimer & CO. INC.Broker
April 2012 - Present · 14 yrs 6 mos
Oppenheimer & CO. INC.
April 2012 - Present · 14 yrs 6 mos
Previous Registrations
The Gms Group, LLC
September 2010 - April 2012 · 1 yr 7 mos
The Gms Group, LLCBroker
August 2010 - April 2012 · 1 yr 8 mos
Gibraltar Securities CO.Broker
October 1996 - March 1999 · 2 yrs 5 mos
Smith Barney INC.Broker
January 1994 - September 1996 · 2 yrs 8 mos
Janney Montgomery Scott INC.Broker
August 1990 - January 1994 · 3 yrs 5 mos
Prudential-Bache Securities INC.Broker
January 1988 - August 1990 · 2 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1985 - January 1988 · 2 yrs 9 mos
Bevill, Bresler & Schulman IncorporatedBroker
March 1983 - April 1985 · 2 yrs 1 mo
State Registrations25 states
CACOCTDCDEFLGAILINKYMAMDNCNJNMNYOHPAPRSCTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Red Bank, NJ →All financial advisors in New Jersey →