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Kevin Willett

Oppenheimer & CO. INC.
36 Years of Experience
Red Bank, NJ
1 DisclosureBroker
View SEC Summary
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Kevin Willett is a registered investment advisor at Oppenheimer & CO. INC., based in Red Bank, NJ, with 36 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3 Harding Road, Red Bank, NJ, 07701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
August 2005 - Present · 21 yrs 2 mos
Oppenheimer & CO. INC.
August 2005 - Present · 21 yrs 2 mos
Oppenheimer & CO. INC.Broker
August 2005 - Present · 21 yrs 2 mos
Previous Registrations
Morgan Stanley
July 2002 - August 2005 · 3 yrs 1 mo
Morgan Stanley Dw INC.Broker
December 1997 - August 2005 · 7 yrs 8 mos
Ryan, Beck & CO.Broker
June 1990 - November 1997 · 7 yrs 5 mos
The Randall-George CorporationBroker
January 1990 - July 1990 · 6 mos
State Registrations8 states
FLGANJNYPASCUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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