Gay Reeves
Gay Reeves is a registered investment advisor at LPL Financial LLC, based in San Marcos, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Marcos, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gay has several investment-related DBAs for her LPL business, including Gay Reeves Financial, Overland & Shanahan Wealth Advisors, Inc., and High Bluff Private Wealth. She also has an Exclusive Insurance Agency selling non-variable insurance, dedicating minimal time, and works as an independent insurance agent, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Miller & Schroeder Financial, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomas Green/san Diego Securities IncorporatedBroker
San Diego Securities IncorporatedBroker
Guildcor Financial, INC.Broker
Duane Remsnyder & CO.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.