Joseph Liotta is a CFP-designated registered investment advisor at Moors & Cabot, INC, based in Northport, NY, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
Northport, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is a property manager and co-owner of 52 Bayview Company, managing residential units. This requires a few hours per week, plus minimal time during market hours.
Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.Broker
Moors & Cabot, INC.
Previous Registrations
Carthage Group INC.Broker
Prudential Securities IncorporatedBroker
State Registrations11 states
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