Moors & Cabot, Inc. is a long-standing financial services firm founded in 1890, offering a broad range of investment advisory, brokerage, and financial planning services. Operating through a network of branch offices across the United States, Moors & Cabot provides personalized portfolio management on both a discretionary and non-discretionary basis through its Portfolio Management Program. The firm assists clients with asset allocation, retirement planning, tax-aware strategies, and third-party manager selection. Additionally, Moors & Cabot offers standalone financial planning and consulting services tailored to individual goals, covering areas such as estate planning, insurance analysis, and education funding. As a dual registrant acting as both a registered investment advisor and a securities broker-dealer, Moors & Cabot clears its trades primarily through RBC Capital Markets. The firm works with a diverse client base, including individuals, high-net-worth families, trusts, estates, and business entities.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.50% |
| $250K - $500K | 0.50% |
| $500K - $1000K | 0.50% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.50% |
Firm states minimum fee rate is 0.50% and maximum rate is 1.50% unless approved by senior management. Fees are negotiable.