Shirley Coria is a registered investment advisor at Ni Advisors, based in Milpitas, CA, with 23 years of industry experience. Shirley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 6 clients with $3.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.00% |
| $100K - $250K | 1.00% |
| $250K - $500K | 0.90% |
| $500K - $750K | 0.80% |
| $750K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.65% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $1.0M | 0.50% |
| $1M+ | 0.30% |
Rates listed are for equity investments. Mutual funds/variable annuities and fixed income securities have separate fee schedules ranging from 0.20% to 1.00%. No fee is charged on cash or money market funds. Fees are negotiable.
Fee Estimator
Location
1138 Cadillac Court, Milpitas, CA, 95035-3058
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2023Employment History
Current Registrations
Ni Advisors
Ni AdvisorsBroker
Hawley Advisors
Previous Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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