Daniel Putman
Daniel Putman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Daytona Beach, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Daytona Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel sells group health, life, dental, and disability insurance through Hansen & Hansen, Inc, dedicating minimal time. He also has interests in real estate rental businesses, including Winter Freedom, LLC, DRW Properties, LLC, and 1750 Hamilton Road, LLC, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Pruco Securities CorporationBroker
Sigma Financial CorporationBroker
W. S. Griffith & CO., INC.Broker
Sigma Financial CorporationBroker
Home Life Equity Sales CORP.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.