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Steven Cahoon

42 Years of Experience
Las Vegas, NV
1 DisclosureBroker

Steven Cahoon is a registered investment advisor at Ameriprise Financial Services, LLC, based in Las Vegas, NV, with 42 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

10845 Griffith Peak Dr Ste 690, Las Vegas, NV, 89135

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2000
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
June 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLC
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2010 - July 2018 · 8 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2018 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
September 1999 - January 2008 · 8 yrs 4 mos
Dean Witter Reynolds INC.Broker
July 1994 - November 1999 · 5 yrs 4 mos
Smith Barney INC.Broker
July 1993 - July 1994 · 1 yr
Lehman Brothers INC.Broker
May 1991 - July 1993 · 2 yrs 2 mos
Dean Witter Reynolds INC.Broker
April 1983 - May 1991 · 8 yrs 1 mo
State Registrations25 states
AKARAZCACOFLGALAMAMINENJNMNVNYOHOKORPASCTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.