Steven Gordon
Steven Gordon is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Westport, CT, with 38 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
285 Riverside Avenue, Suite 335, Westport, CT, 06880
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2019Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Advest, INC.
Advest, INC.Broker
A. G. Edwards & Sons, INC.Broker
Painewebber IncorporatedBroker
The Robinson-Humphrey Company INC.Broker
Diversified Investment Resources, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.