Barbara Ray is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Houston, TX, with 42 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2537 SOUTH GESSNER Road, Suite 134, Houston, TX, 77063
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Barbara owns a sole proprietorship preparing income tax returns and providing accounting/bookkeeping services, dedicating about half her time to tax preparation from March to mid-April. She also reviews Medicare plans for clients and acts as a fiduciary for a client, but neither of these activities are time-intensive.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Associated Planners Securities CorporationBroker
Lowry Financial Services CorporationBroker
Pruco Securities CorporationBroker
State Registrations11 states
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