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Anne Routon

32 Years of Experience
Houston, TX
Broker

Anne Routon is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5847 San Felipe Street, Ste 3900, Houston, TX, 77057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anne owns a second home that may be rented out as of November 2019. She spends minimal time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
April 2006 - February 2013 · 6 yrs 10 mos
Morgan Keegan & Company, INC.Broker
April 2006 - February 2013 · 6 yrs 10 mos
RBC Dain Rauscher INC.
May 2005 - April 2006 · 11 mos
RBC Dain Rauscher INC.Broker
May 2005 - April 2006 · 11 mos
UBS Financial Services INC.
January 2000 - May 2005 · 5 yrs 4 mos
UBS Financial Services INC.Broker
January 2000 - May 2005 · 5 yrs 4 mos
Prime Financial Securities, INC.Broker
November 1989 - December 1990 · 1 yr 1 mo
Gillespie & Holland, INC.Broker
September 1989 - November 1989 · 2 mos
Thomson Mckinnon Securities INC.Broker
March 1986 - September 1989 · 3 yrs 6 mos
Rauscher Pierce Refsnes, INC.Broker
September 1983 - April 1985 · 1 yr 7 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anne Routon - Financial Advisor | TrueAdvisor