TrueAdvisor
TrueAdvisor
RH
RH

Richard Harris

Raymond James & Associates, INC.
43 Years of Experience
Washington, DC
1 DisclosureBroker
View SEC Summary
View SEC Summary

Richard Harris is a registered investment advisor at Raymond James & Associates, INC., based in Washington, DC, with 43 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5790 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1899 Pennsylvania Ave NW, Ste 1000, Washington, DC, 20006

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard serves as a successor trustee for the Annette M Lerner Children's Trust and the Theodore N Lerner Children's Trust. He dedicates minimal time to these roles.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 10 yrs 1 mo
Raymond James & Associates, INC.Broker
September 2016 - Present · 10 yrs 1 mo
Raymond James & Associates, INC.
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Deutsche Bank Securities INC.
January 2008 - September 2016 · 8 yrs 8 mos
Deutsche Bank Securities INC.Broker
December 2007 - September 2016 · 8 yrs 9 mos
Citigroup Global Markets INC.
April 1996 - December 2007 · 11 yrs 8 mos
Citigroup Global Markets INC.Broker
February 1990 - December 2007 · 17 yrs 10 mos
Prudential-Bache Securities INC.Broker
June 1983 - March 1990 · 6 yrs 9 mos
State Registrations34 states
ALARAZCACOCTDCDEFLGAILINKYMAMDMIMNMONCNHNJNVNYOHPASCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Washington, DC →All financial advisors in District of Columbia →