RH
RH
Richard Harris
42 Years of Experience
Washington, DC
1 DisclosureBroker
Richard Harris is a registered investment advisor at Raymond James & Associates, INC., based in Washington, DC, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
801 17th Street NW, Suite 310, Washington, DC, 20006
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2000Denied
Other Business Activities
Richard serves as a successor trustee for the Annette M Lerner Children's Trust and the Theodore N Lerner Children's Trust. He dedicates minimal time to these roles.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
January 2008 - September 2016 · 8 yrs 8 mos
Deutsche Bank Securities INC.Broker
December 2007 - September 2016 · 8 yrs 9 mos
Citigroup Global Markets INC.
April 1996 - December 2007 · 11 yrs 8 mos
Citigroup Global Markets INC.Broker
February 1990 - December 2007 · 17 yrs 10 mos
Prudential-Bache Securities INC.Broker
June 1983 - March 1990 · 6 yrs 9 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.