MW
MW
Mark Wardzinski
32 Years of Experience
Washington, DC
2 DisclosuresBroker
Mark Wardzinski is a registered investment advisor at Raymond James & Associates, INC., based in Washington, DC, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
1717 Pennsylvania Ave Nw, Suite 1050, Washington, DC, 20006
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009Denied
Customer Dispute
November 1998Withdrawn
Employment History
Current Registrations
Raymond James & Associates, INC.
June 1996 - Present · 30 yrs 3 mos
Raymond James & Associates, INC.
September 1993 - Present · 33 yrs
Raymond James & Associates, INC.Broker
September 1993 - Present · 33 yrs
State Registrations21 states
CACODCDEFLHIILMAMDMIMNNJNMNYPATNTXUTVAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.