Thomas Henry
Thomas Henry is a registered investment advisor at LPL Financial LLC, based in Altamonte Springs, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
215 N Westmonte Drive, Altamonte Springs, FL, 32714
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Regulatory History (1)
Customer Dispute
June 2003Other Business ActivitiesSells Insurance
Thomas operates under the DBA Synergy Wealth Alliance for his LPL business, dedicating full-time hours. He is also an agent for non-variable insurance, including health, group benefits, medical insurance, fixed annuities, life, LTC, and IDI, spending about a third of his time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
MML Investors Services, INC.Broker
Ifg Network Securities, INC.Broker
Intersecurities, INC.Broker
Consolidated Investment Services, INC.Broker
First American National Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.