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Thomas Henry

Synergy Investment Management LLC
39 Years of Experience
Altamonte Springs, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thomas Henry is a registered investment advisor at Synergy Investment Management LLC, based in Altamonte Springs, FL, with 39 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 2,500 clients with $680M in assets under management.

Synergy Investment Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
2,500 clients
Average Client Portfolio
$273K average
Assets Under Management
$681.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Investment advisory fees range up to 1.50% annually based on factors including scope, complexity, asset level, and overall relationship. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

215 N Westmonte Drive, Altamonte Springs, FL, 32714

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas operates under the DBA Synergy Wealth Alliance for his LPL business, dedicating full-time hours. He is also an agent for non-variable insurance, including health, group benefits, medical insurance, fixed annuities, life, LTC, and IDI, spending about a third of his time on this.

Employment History
Current Registrations
Synergy Investment Management LLC
July 2026 - Present · 4 mos
LPL Financial LLC
May 2020 - Present · 6 yrs 6 mos
LPL Financial LLCBroker
May 2020 - Present · 6 yrs 6 mos
Previous Registrations
Principal Securities, INC.
January 1999 - May 2020 · 21 yrs 4 mos
Principal Securities, INC.Broker
January 1999 - May 2020 · 21 yrs 4 mos
MML Investors Services, INC.Broker
May 1995 - January 1999 · 3 yrs 8 mos
Ifg Network Securities, INC.Broker
April 1994 - May 1995 · 1 yr 1 mo
Intersecurities, INC.Broker
April 1992 - April 1994 · 2 yrs
Consolidated Investment Services, INC.Broker
March 1992 - April 1992 · 1 mo
First American National Securities, INC.Broker
April 1987 - December 1991 · 4 yrs 8 mos
State Registrations19 states
AZCACODCDEFLGAILMDMIMONCNVOKORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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