TrueAdvisor
TrueAdvisor
DP
CFP
DP
CFP

David Peckham

LPL Financial LLC
27 Years of Experience
Altamonte Springs, FL
BrokerSells Insurance
View SEC Summary
View SEC Summary

David Peckham is a CFP-designated registered investment advisor at LPL Financial LLC, based in Altamonte Springs, FL, with 27 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

215 N Westmonte Drive, Altamonte Springs, FL, 32714

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

David operates Synergy Wealth Alliance as a DBA for his LPL business and DJP Holdings for tax/investment purposes. He also sells non-variable insurance products, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
LPL Financial LLC
December 2019 - Present · 6 yrs 10 mos
LPL Financial LLCBroker
December 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisors LLC
April 2014 - December 2019 · 5 yrs 8 mos
Cetera Advisors LLCBroker
March 2014 - December 2019 · 5 yrs 9 mos
Metlife Securities INC.
May 2001 - April 2014 · 12 yrs 11 mos
Metlife Securities INC.Broker
July 1999 - April 2014 · 14 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
July 1999 - July 2007 · 8 yrs
State Registrations18 states
ALCADCDEFLGAILINKYMDMINCNDNVOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Altamonte Springs, FL →All financial advisors in Florida →