Mark Sudol is a CFP-designated registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6135 S Rainbow Blvd Ste 100, Las Vegas, NV, 89118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark operates his LPL business under the DBA The Sudol Group Wealth Management Specialists, dedicating most of his time to it. He also owns rental real estate and acts as a fiduciary for The Sudol Trust, spending minimal time on the trust.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
The Sudol Group - Wealth Management Specialists
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
The Householder Group, Estate & Retirement Specialists
Sunamerica Securities, INC.Broker
Wma Securities, INC.Broker
Seibt Financial Services, INCBroker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.