Larry Pham
Larry Pham is a ChFC-designated registered investment advisor at Gwn Securities INC., based in Gardena, CA, with 11 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.
Fee Estimator
Location
Gardena, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Larry works as an agent selling fixed insurance and annuity products, and helps individuals enroll in Medicare Advantage plans, dedicating a few hours per week to this. He also works full-time as a financial professional with LA Pension Planners.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Gwn Securities INC.
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
MML Investors Services, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mark Sudol, CFPLPL Financial LLC