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Efthimios Emmanouilidis
42 Years of Experience
Wellesley, MA
13 DisclosuresBroker
Efthimios Emmanouilidis is a registered investment advisor at Morgan Stanley, based in Wellesley, MA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
112 Worcester Street, Wellesley, MA, 02481
Get directionsHistory
Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2021Denied
Customer Dispute
November 2011Settled
Customer Dispute
December 2010Settled
Customer Dispute
November 2010Settled
Customer Dispute
November 2010Settled
Customer Dispute
October 2010Settled
Customer Dispute
October 2010Settled
Customer Dispute
October 2010Settled
Customer Dispute
November 2009Settled
Customer Dispute
November 2008Denied
Customer Dispute
July 2004Settled
Customer Dispute
November 1997Denied
Customer Dispute
August 1996Settled
Other Business Activities
Efthimios is a band leader/member of Mia Anasa, a Greek music group, since January 2020. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
August 2022 - Present · 3 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
UBS Financial Services INC.Broker
January 2003 - December 2008 · 5 yrs 11 mos
AXA Advisors, LLCBroker
April 1983 - February 2003 · 19 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1983 - January 2000 · 16 yrs 9 mos
State Registrations25 states
AZCACOCTDEFLGAILINMAMEMNMSNCNHNMNYOHPARISCTNTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.