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Alan Runkel

Private Advisor Group, LLC
43 Years of Experience
Cincinnati, OH
Broker
View SEC Summary
View SEC Summary

Alan Runkel is a registered investment advisor at Private Advisor Group, LLC, based in Cincinnati, OH, with 43 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
915 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

6290 Bridgetown Road, Cincinnati, OH, 45248

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alan is associated with Independent Financial Resources, LLC and Private Advisor Group as a registered investment advisor. He also bowls in tournaments for prize money, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2015 - Present · 11 yrs
Private Advisor Group, LLC
October 2015 - Present · 11 yrs
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
January 2015 - October 2015 · 9 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - October 2015 · 1 yr 1 mo
Sterne Agee Investment Advisor Services, INC.
July 2000 - January 2015 · 14 yrs 6 mos
Wrp Investments, INC.Broker
March 1994 - September 2014 · 20 yrs 6 mos
American Capital CorporationBroker
November 1988 - March 1994 · 5 yrs 4 mos
Mesa Securities CorporationBroker
June 1988 - November 1988 · 5 mos
Amev Investors, INC.Broker
July 1987 - June 1988 · 11 mos
Cornwall Securities, INC.Broker
November 1986 - July 1987 · 8 mos
First Investors CorporationBroker
May 1983 - October 1986 · 3 yrs 5 mos
State Registrations14 states
FLGAILINKSKYMAMTNCNYOHSCTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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