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Scott Denniston

42 Years of Experience
Century City, CA
1 DisclosureBroker

Scott Denniston is a registered investment advisor at RBC Capital Markets, LLC, based in Century City, CA, with 42 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1901 Avenue of the Stars, Suite 1400, Century City, CA, 90067-6089

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History

Regulatory History (1)
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Customer Dispute
June 2012
Denied
Employment History
Current Registrations
RBC Capital Markets, LLC
August 2008 - Present · 17 yrs 9 mos
RBC Capital Markets, LLC
August 2008 - Present · 17 yrs 9 mos
RBC Capital Markets, LLCBroker
August 2008 - Present · 17 yrs 9 mos
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - August 2008 · 5 yrs 1 mo
Wachovia Securities, LLC
July 2003 - August 2008 · 5 yrs 1 mo
Prudential Securities Incorporated
August 2000 - July 2003 · 2 yrs 11 mos
Prudential Securities IncorporatedBroker
August 2000 - July 2003 · 2 yrs 11 mos
First Union Securities, INC.Broker
August 1994 - August 2000 · 6 yrs
Sutro & CO. IncorporatedBroker
June 1983 - August 1994 · 11 yrs 2 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1983 - May 1983 · 0 mos
State Registrations25 states
ALAZCACOCTFLIDILKSKYMAMDMIMNMTNMNVNYOHORSCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.