Graham Okelly
Graham Okelly is a registered investment advisor at RBC Capital Markets, LLC, based in Newport Beach, CA, with 24 years of industry experience. Graham operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Newport Beach, CA
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Regulatory History (1)
Customer Dispute
September 2020Other Business Activities
Graham owns and actively manages a rental property called Eden Escape since 2021. He also serves on the Board of Directors for the Newport Beach Baseball Association, a non-profit, dedicating minimal time to this role.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.