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Gary Bice

Stifel, Nicolaus & Company, Incorporated
43 Years of Experience
Southfield, MI
1 DisclosureBroker
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Gary Bice is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Southfield, MI, with 43 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One Northwestern Plaza, 28411 Northwestern Highway, Southfield, MI, 48034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gary is involved with the Karmanos Cancer Institute and the Michigan League of Conservation Voters Education Fund, dedicating minimal time to each. He also has an LLC with partners to fund a private healthcare investment, but spends no time on it currently.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2020 - Present · 6 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2009 - August 2020 · 11 yrs 7 mos
UBS Financial Services INC.
January 2009 - August 2020 · 11 yrs 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Morgan Stanley
November 2002 - November 2005 · 3 yrs
Morgan Stanley Dw INC.Broker
October 1994 - April 2007 · 12 yrs 6 mos
Prudential Securities IncorporatedBroker
September 1989 - November 1994 · 5 yrs 2 mos
Thomson Mckinnon Securities INC.Broker
December 1985 - September 1989 · 3 yrs 9 mos
First Jersey Securities, INC.Broker
May 1983 - December 1985 · 2 yrs 7 mos
State Registrations27 states
AZCACOCTDCFLGAIAILINLAMDMIMOMSNCNYOHORPATNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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