PG
PG
Philip Gauntlett
21 Years of Experience
Bradenton, FL
1 DisclosureBroker
Philip Gauntlett is a registered investment advisor at Cetera Investment Advisers LLC, based in Bradenton, FL, with 21 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...
Location
4401 Manatee Avenue West, Bradenton, FL, 34209
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2026Pending
Other Business Activities
Philip owns a rental cabin, with his brother handling the rental aspects, while Philip is responsible for upkeep and utilities. He is also a successor co-trustee on his in-laws' trust.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2014 - Present · 12 yrs 2 mos
Cetera Investment Services LLCBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - July 2014 · 1 yr 5 mos
Raymond James & Associates, INC.Broker
February 2013 - July 2014 · 1 yr 5 mos
Morgan Keegan & Company, INC.
October 2011 - February 2013 · 1 yr 4 mos
Morgan Keegan & Company, INC.Broker
August 2011 - February 2013 · 1 yr 6 mos
First American National Securities, INC.Broker
November 1983 - November 1990 · 7 yrs
State Registrations17 states
ALCODEFLGAINKYMDMIMOOHORPAPRSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Michael Conway, CFPCetera Investment Advisers LLC
- Thomas KornettCetera Investment Advisers LLC
- Stuart HawCetera Investment Advisers LLC
- James LohnesCetera Investment Advisers LLC
- Michael Neill, CFAMarathon Financial Group
- Jonathan Rissler, CFPEdward Jones