PG
PG

Philip Gauntlett

21 Years of Experience
Bradenton, FL
Broker

Philip Gauntlett is a registered investment advisor at Cetera Investment Advisers LLC, based in Bradenton, FL, with 21 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

4401 Manatee Avenue West, Bradenton, FL, 34209

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Philip owns a rental cabin, with his brother handling the rental aspects, while Philip is responsible for upkeep and utilities. He is also a successor co-trustee on his in-laws' trust.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2014 - Present · 11 yrs 11 mos
Cetera Investment Services LLCBroker
August 2014 - Present · 11 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - July 2014 · 1 yr 5 mos
Raymond James & Associates, INC.Broker
February 2013 - July 2014 · 1 yr 5 mos
Morgan Keegan & Company, INC.
October 2011 - February 2013 · 1 yr 4 mos
Morgan Keegan & Company, INC.Broker
August 2011 - February 2013 · 1 yr 6 mos
First American National Securities, INC.Broker
November 1983 - November 1990 · 7 yrs
State Registrations17 states
ALCODEFLGAINKYMDMIMOOHORPAPRSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.