TK
TK
Thomas Kornett
26 Years of Experience
Bradenton, FL
1 DisclosureBroker
Thomas Kornett is a registered investment advisor at Cetera Investment Advisers LLC, based in Bradenton, FL, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4770 State Road 64 East, Bradenton, FL, 34208
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2007Denied
Other Business Activities
Thomas is a board member for the Manatee Education Foundation and president of the board for the Manatee Library Foundation, each taking minimal time. Both roles involve discussing local needs and providing funds.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Hancock Whitney Investment Services INC.
October 2021 - August 2022 · 10 mos
Hancock Whitney Investment Services INC.Broker
September 2021 - August 2022 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2015 - September 2021 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - September 2021 · 5 yrs 10 mos
PNC Investments
March 2011 - October 2015 · 4 yrs 7 mos
PNC InvestmentsBroker
March 2011 - October 2015 · 4 yrs 7 mos
PNC Investments
November 2006 - July 2009 · 2 yrs 8 mos
PNC InvestmentsBroker
November 2006 - July 2009 · 2 yrs 8 mos
Chase Investment Services CORP.Broker
March 2004 - June 2006 · 2 yrs 3 mos
Chase Investment Services CORP.
March 2004 - June 2006 · 2 yrs 3 mos
Lincoln Financial Distributors, INC.Broker
July 2003 - February 2004 · 7 mos
Lincoln Financial Distributors, INC.
July 2003 - February 2004 · 7 mos
CUNA Brokerage Services, INC.
April 2003 - June 2003 · 2 mos
CUNA Brokerage Services, INC.Broker
April 2003 - June 2003 · 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2002 - April 2003 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1998 - April 2003 · 4 yrs 11 mos
David Lerner Associates, INC.Broker
July 1997 - January 1998 · 6 mos
First Liberty Investment Group, INC.Broker
March 1997 - May 1997 · 2 mos
D. H. Blair & CO., INC.Broker
December 1996 - March 1997 · 3 mos
State Registrations2 states
FLMS
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.